ELECTROMAGNETIC PULSE (EMP) AND TEMPEST PROTECTION FOR FACILITIES ------------------------------------------------------------------------------ CHAPTER 4 SYSTEM ENGINEERING REQUIREMENTS 4-1. Outline. This chapter is organized as follows: 4-1. Outline 4-2. Standards and specifications 4-3. Electromagnetic integration a. Incompatible design approaches b. Correcting incompatibilities c. Electromagnetic shielding d. Surge protection 4-4. HEMP and lightning protection integration a. Lightning rise time b. Frequency and current levels c. Induced transients and injected current d. Voltage surges e. Radiated and static fields f. Magnetic fields g. Summary 4-5. HEMP/TEMPEST and electromagnetic integration a. Electromagnetic compatibility (E~CJ b. Electromagnetic interference (EMI) (1) Natural radio noise (2) Purposely generated signals (3) Man-made noise c. Achieving electromagnetic compatibility (1) Frequency ranges (2) Spectra encompassed (3) Interference within enclosures (4) Exceptions 4-6. Environmental requirements a. Corrosion b. Groundwater c. Thermal effects d. Vibration and acoustics e. Ground shock 4-7. Cited references ------------------------------------------------------------------------------ 4-2. Standards and specifications. Definitive standards and specifications for hardening facilities against HEMP/TEMPEST do not exist. However, efforts are underway to develop them and to integrate them with other HEMP/TEMPEST requirements and with electromagnetic compatibility (EM) standards. Results of some recent studies have been reported (refs 4-1 through 4-3). Campi et al. (ref 4-1) compiled a listing of Government and industrial standards, specifications, and handbooks related to HEMP/TEMPEST mitigation. Most of these standards pertain to EMC and TEMPEST (table 4-1). However, many of these specifications and standards may be useful in integrating EMP hardening requirements. A comprehensive listing of EMP-related standards is available in reference 4-4. 4-3. Electromagnetic integration. Facilities often are required to be protected against several EM environments, including HEMP (or other EMP), electromagnetic interference (EMI), electromagnetic compatibility, and lightning. The facility may also have TEMPEST requirements that impose the need for communications security through control of compromising EM emanations. a. Incompatible design approaches. Vance et al. (ref 4-2) have examined 70 related standards and specifications and tabulated areas in which the design approaches are not compatible for all EM protection requirements. Many of these incompatibilities are related to methods for grounding cable shields and allowances for penetrating conductors. b. Correcting incompatibilities. Graf et al. (ref 4-3) have recommended ways to correct these incompatibilities. In view of these studies and other programs, unified EM specifications and standards probably will eventually become available. Meanwhile, designers will find it necessary to integrate the EM desiqn on a site-, facility-, and system-specific basis. c. Electromagnetic shielding. Generally, the main method used in EM protection is EM shielding. The shielding required for HEMP/TEMPEST is usually more than enough for all other EM protection. A comprehensive discussion of grounding and bonding technology for all EM protection is in MIL-HDBK-419A (ref 4-5). MIL-STD-188-124A gives specific grounding and bonding requirements (ref 4-6). d. Surge protection. An area in which care must be taken to ensure compatibility in EM integration is surge protection. Some surge arresters used for lightning do not clamp fast enough to protect against EMP. Some ESAs used for EMP may not have great enough current carrying capacity for lightning protection in all situations. Thus, for compatible lightning and EMP protection, a carefully selected combination of protection elements will be requlred. 4-4. HEMP and lightning protection integration. The EM environment generated by lightning differs from that of HEMP in energy spectral distribution rise time, current levels, pulse repetition and coverage area. a. Lightning rise time. Many early studies indicated that the typical rise time of lightning was almost three orders of magnitude slower than that of HEMP. More recent work, however, has shown that radiation fields produced by lightning can have much faster rise times. Step leaders in the initial stroke have had measured rise times reportedly approaching 30 nanoseconds. Return strokes have been determined to have initial portions with rise time in the 40- to 200-nanosecond range. A complete lightning flash contains a first stroke with a downward-moving step leader and usually numerous return strokes as shown in figure 4-1. The total flash time can be greater than 1 second. b. Frequency and current levels. A comparison of lightning and HEMP in the frequency domain shows that radiated lightning energy is higher at low frequencies and lower at high frequencies as indicated in figure 4-2. The current levels of lightning return strokes average nearly 35 kiloamps, but may be less than 10 kiloamps and as high as several hundred kiloamps for so-called "superbolts." c. Induced transients and injected current. Hazards common with both HEMP and lightning are induced transients coupled onto sensitive elements and injected current from exterior electrical conductors. Lightning also can strike directly with extreme damage potential. In rare cases, the direct strike has been known to cause structural damage as well as electrical damage, even to underground facilities. Thus, facilities need a system of lightning rods with suitable grounding to divert the extremely high currents (up to hundreds of kiloamperes peak) away. d. Voltage surges. Lightning can produce high voltage surges on power lines without a direct strike. Figure 4-3 shows some typical surge values versus distance from the stroke. e. Radiated and static fields. One study has identified radiated fields associated with lightning (ref 4-7). Figure 4-4 summarizes approximated typi- cal near-field radiated E-field values. Another study has identified radiated and static fields associated with lightning (ref 4-8). Figure 4-5 shows averages for these fields. f. Magnetic fields. Table 4-2 lists typical values of the H-field close to a stroke. The close in H-field from lightning thus has higher magnitude than the HEMP H-field (see table 4-2 for magnitudes); since it has greater energy content at low frequencies, shield thickness must be greater than for HEMP. g. Summary. In summary, integrating HEMP and lightning protection requlres-- (1) Greater shield thickness for lightning if protection from close-in strokes is required since the H-field magnitude can be greater, although this is not common practice. (2) More robust surge arresters for lightning. (3) Use of lightning rods. (4) High-frequency protection for HEMP using more sophisticated transient protection and filtering. 4-5. HEMP/TEMPEST and electromagnetic integration. EMC is defined in ref 4-9 as the ability of communications-electronics equipments, subsystems, and systems to operate in their intended environments without suffering or causing unacceptable degradation because of unintentional EM radiation or response. Electromagnetic interference (EMI) results when EM energy causes unacceptable or undesirable responses, malfunctions, degrades or interrupts the intended operation of electronic equipment, subsystems, or systems. RFI is a special case of EMI for which the radio frequency transmission (usually narrow-band) causes unintentional problems in equipment operation. For commercial electronic and electrical equipment, systems, or subsystems, the Federal Communications Commission (FCC) has regulations defining allowable emission and susceptibility levels. Military equipment is regulated by MIL STD 461 and MIL STD 462 (refs 4-10 and 4-11). MIL STD 461 defines allowable emission levels, both conducted and radiated, and allowable susceptibilities, also both conducted and radiated. Other specifications exist, but they apply to specific equipment. a. Electromagnetic compatibility (EMC). EMC requirements usually apply to individual equipment as well as to the overall system. Because of equipment level requirements, the equipment cabinets or racks often must have a degree of protection, which comprises part of the topological protection. b. Electromagnetic interference (EMI). The EMI environment has contributors from three main classes: (1) Natural radio noise. Natural radio noise originating mainly from atmospheric disturbances (including lightning) and partly from extraterrestrial sources. (2) Purposely generated signals. Signals that are generated purposely to convey information but that may interfere with the operation of other equipment. (3) Man-made noise. Man-made noise such as spectral components generated incidentally by various electrical and electronic devices, motors, generators, and other machinery. c. Achieving electromagnetic compatibility. Achieving EMC involves the same principles as protection against HEMP/TEMPEST. Generally, a HEMP/TEMPEST-protected facility will provide EMC protection as well over most of the desired frequency range. Some exceptions are-- (1) Frequency ranges. EMC encompasses the low frequencies, including the power frequency spectrum (5 to 400 hertz), and therefore, may have shielding and filtering requirements different than those for HEMP or TEMPEST protection. (2) Spectra encompassed. EMC includes the VHF and microwave spectra as well as system-specific radiators or susceptibilities requiring special treatment. Examples are susceptibilities to high power radars beyond the HEMP/TEMPEST frequency range and switching transients below the HEMP/TEMPEST frequency range. (3) Interference within enclosures. EMC also can include interference between equipment within the same shielded enclosures. d. Exceptions. Clearly, EMC integration requires that special engineering attention be given to these stated exceptions. For further guidance, see references 4-9 and 4-12. 4-6. Environmental requirements. HEMP/TEMPEST protection must withstand adverse environmental conditions that may occur at the facility. The major concern is corrosion of buried grounding or shielding system elements, including exterior steel sheets and buried water pipe or conduit. Other environments of concern include those with high temperatures, excessive vibration, and potential ground shock. a. Corrosion. Design details and the materials used for external grounding systems and underground shielding elements will affect the corrosion of all exterior exposed metal installed underground throughout the facility complex. Galvanic cells are the main cause of corrosion associated with grounding system and adjacent underground metal objects. A galvanic cell is produced when two dissimilar metals are immersed in an electrolyte and the potential difference between electrodes causes a current to flow in a low- resistance path between them. For HEMP/TEMPEST-protected facilities, the many grounding connections between steel objects, including shielding and reinforcing bars in contact with the shield, and the external grounding system provide a low-resistance conductive path between interconnected metals in the soil. Current will flow from cathodic material, such as copper or concrete- encased steel, through these connections to bare steel, such as pipes and conduits (anodic material). The current flow carries ferrous ions into the earth electrolyte, resulting in galvanic corrosion of the pipes and conduits. Conventional design practice for corrosion protection is to electrically isolate the ferrous metal to be protected from buried copper and concrete embedded steel. The protected metal often is coated with a dielectric material. Conventional procedures must be modified to meet the restrictions and limitations imposed by HEMP/TEMPEST requirements for electrically continuous and grounded pipes, conduit, and electrical equipment. Close coordination is required between grounding system design and that for corrosion protection. Through such coordination, it is often possible to design grounding systems that avoid corrosion problems, reduce corrosion protective requirements, and simultaneously improve the grounding system. b. Groundwater. In areas with high water tables, groundwater presents a threat to underground shielding elements. Careful design is required to obtain water-tight penetrations of the floor, roof, and exterior walls. This includes piping, conduit, and utilitY or access tunnel connections. c. Thermal effects. If the metallic shield is subjected to temperatures somewhat higher than adjacent concrete, the sheets will tend to buckle outward. This condition could occur during construction or during building operation. Shield buckling is undesirable because welds can be damaged, compromising the shield and possibly the steel envelope's structural integrity. To eliminate buckling, provisions for expansion, temperature control, and/or securin~ the plates must be included in shielding design. d. Vibration and acoustics. Shielded rooms in which the au~ible noise level is high should be studied for possible acoustical treatment because of steel's low sound absorption. Likewise, shielded rooms that have vibrating equipment should be given special consideration to avoid resonant vibration of shield panels or shielding elements. Excessive panel vibration could eventually damage welded seams, thus compromising the shielding. e. Ground shock. If the hardened facility will be in an area of high seismic activity, or if it must withstand nuclear strikes with high overpressures, requirements will be defined for ground shock resistance. Expansion joints may be required between linear plate shielded structures to protect against differential motion from ground shock. Design for ground shock protection should be delegated to structural engineers who have appropriate experience and expertise. 4-7. Cited references. 4-1. Campi, M., G. L. Roffman, and J. R. Miletta, Standardization for Mitigation of Hiqh Altitude Electromaqnetic Pulse (HEMP), HDL- TM-80-33 (U.S. Army Electronics Research and Development Command, Harry Diamond Laboratories, December 1980). 4-2. Vance, E. F., W. Graf, and J. E. Nanevicz, Unification of Electromaqnetic Specifications and Standards Part I -- Evaluation of Existinq Practices, SRI International AFWL Interaction Note 420 Defense Nuclear Aqency [DNA], July 1981). 4-3. Graf, W., J. M. Hamm, and E. F. Vance, Nitrification of Electromaqnetic Specifications and Standard Part II: Recommendations for Revisions of Existing Practices, DNA 5433F-2 (DNA, February 1983). 4-4. Schulz, R. B., EMC Standards Manual, ECAC-HDBK-82-043 (U.S. Department of Defense [DOD], November 1982). 4-5. MIL-HDBK-419A, Grounding, Bonding, and Shielding for Electronic Equipments and Facilities (DOD, 21 January 1982). 4-6. MIL-STD-188-124A, Grounding, Bonding, and Shielding (DOD, 2 February 1984). 4-7. Uman, M. A., M. J. Master, and E. P. Krider, "A Comparison of Lightning Electromagnetic Fields With Nuclear ELectromagnetic Pulse in the Frequency Range 104-10-7Hz," IEEE Transactions on Electromagnetic Compatibility, EMC-24 (4) (Institute of Electrical and Electronic Engineers [IEEE], November 1982). 4-8. Cianos, N., and E. T. Pierce, A Ground-Liqhtning Environment for Enqineering Usage, Technical Report 1 (Stanford Research Institute, Auqust 1972). 4-9. Enqineering Design Handbook, Electromagnetic Compatibility, DARCOM Pamphlet P 706-410 (U.S. Army Materiel Command [AMC], March 1977). 4-10. MIL-STD-461B, Electromagnetic Emission and Susceptibility Requirements for the Control of Electromagnetic Interference (DOD, 1 April 1980). 4-11. MIL-STD-462, (U) Measurement of Electromagnetic Interference Characteristics (DOD, 9 February 1971). (C) 4-12. USAF Design Handbook DH-1. 4-13. NACSEM 5204, (U) Shielded Enclosures (National Security Agency, May 1978). (C) 4-14. NACSEM 5203, (U) Guidelines for Facility Desiqn and Red/Black Installation, (National Security Agency, June 1982). (C) 4-15. MIL-HDBK-232A, (U) Red/Black Engineering Installation Guidelines (Draft). (C) ------------------------------------------------------------------------------ Table 4-1. HEMP/TEMPEST-related standards and specifications. (Sheet 1 of 3) ____________________________________________________________________________ Specifications and Standards Issuer Superseded by Short title. ____________________________________________________________________________ AFSC DM 1-4 USAF - Electromagnetic Compact AFSC DH2-7 USAF - Sys Survivability AFSCN 500-6 USAF - EMP Ef on Air Force AIR-STD-20/16 USAF - Des Gde Haz of EMR-Argon Wpn Sys AIR 1221 SAE - EMC Sys Des Require AIR 1255 SAE Spect An for EMI Mgmt AIR 1173 SAE - Test Proc-Mar RF Shldng Char AIR 1404 SAE - DC Resis vs. RF IMP-EMI Gask AIR 1500 SAE - Bib Lossy Filters AN-J-1 USN/USAF MS 2508 Bonding Jumpers ANS C63.2 ANSI IF RI-FI Meters < 30 MHz ANS C63.3 ANSI IF Msrmts, < 25 MHz ANS C63.5 ANSI IP Msrmt 20 MHz-1 GHz ANS C63.8 ANSI IP Msrmt < 30 MHz ANS C63.9 ANSI IP RI-FI Meters 0.01-15 kHz ARP 935 SAE - Sugg EMI Cntl Plan Outline ARP 936 SAE - EMI 10-microF Capacitor ARP 958 SAE IF Antenna Factors ARP 1172 SAE - Filt. Conv EMI Gen Spec DCA-330-190-1 DCA - Equip Performance DCAC-330-175-2 DCA - DCS Engr Installation DIAM-50-3A DIA - Phy Security Stds for Sensitive Compartmented Information Facilities DNA 2114H-l DNA - EMP Hdbk, Des Principles DNA 2114H-2 DNA - EMP Hdbk, Anal & Treating DNA 2114H-3 DNA - EMP Hdbk, Env & Applications DNA 2114H-4 DNA - EMP Hdbk, Resources DNA 3286-H DNA - EMP Preferred Test Proc. D65/9371 BSI - RFI Aircraft Require FED-STD-222 All Feds NACSEM-5100 Info Process Emissions FED-STD-1030A DCA/NCS Proposed Balanced Dig. Interface Ckts FED-STD-1030A DCA/NCS Proposed Unbalanced Dig Interface Ckts FED-STD-1040 DCA/NCS Proposed Data Term, Data Ckt Interface JAN-I-225 USA/USN MIL-I-6181 Interfer Cntl/Test J551 SAE J551A Vehicle RFI J551A SAE IF Vehicle RFI MIL-B-5087B(ASG) USN/USAF Amend #2 Aerospace Bonding MIL-C-11693A USANAR MIL-C-11693B R-I Feedthru Capacitor MIL-C-11693B USANAF IF R-I Feedthru Capacitor MIL-C-12889 USA SC MIL-C-12889A R-I Bypass Capacitors MIL-C-12899A USANAF IF R-I Bypass Capacitors MIL-C-19080 USAN SHIPS MIL-C-11693B R-9 Bypass Capacitors MIL-C-39011 USANAF IF Feedthru Capacitors
MIL-E-4957A       USAF        MIL-E-4957A(ASG) EMI Shielded Enclosure
MIL-E-4957(ASG)   USN/USAF    Cancelled        EMI Shielded Enclosure
MIL-E-55301(EL)   USA         MIL-STD-461/462  EM Compatibility
MIL-E-6051C       USANAF      MIL-E-6051D      Sys EMC Require
MIL-E-6051D       USANAF      IF               Sys EMC Require
MIL-E-8669        USN BuA     MIL-E-4957A(ASG) EM Shielded Enclosure
MIL-E-8881        USANAF      IF               Shielded EnclosureMIL-F-
15733C            USANAF      NIL-F-15733D     Radio Interf Filters
MIL-F-15733D      USANAF      NIL-F-15733E     Radio Interf Filters
MIL-F-15733G      USANAF      IF               Radio Interf Filters
MIL-F-18327C      USANAF          -            Filter Specs
MIL-F-18344A      USN         MIL-F-15733C     Radio Interf Filters
MIL-HDBK-232A     USANAF          -            RED/BLACK Engr Instal Gdlines
MIL-HDBK-411      USANAF          -            Long Haul Comm & Env Cntl
MIL-HDBK-419A     USANAF      IP               GBS for Telecomm Facilities
MIL-I-6051        USANAF      MIL-I-6051C      Aircraft EMI Limits
MIL-I-6051A       USAF        MIL-E-006051B    Aircraft EMI Limits
MIL-I-006051B     USAF        MIL-E-6051C      Sys EMC Require
MIL-I-6181        USANAF      MIL-I-6181B      EMI Cntl Aircraft
MIL-STD-188-124A DOD              -            Grounding, Bonding and
                                                 Shielding
MIL-STD-202A      DOD             -            Test Methods for Electronic
                                                 and Electrical Component
                                                 Parts
MIL-STD-220A      DOD             -            Method of Insertion--
                                                 Less Measurement
MIL-STD-248C      DOD             -            Welding and Brazing Procedure
                                                 and Performance Qualifi-
                                                 cation
MIL-STD-285       DOD             -            Attenuation Measurements for
                                                 Enclosures, etc. Methods
MIL-STD-461C      DOD             -            Electromagnetic Emission and
                                                 Susceptibility Requirements
                                                 for Control of EMT
MIL-STD-1542      DOD             -            EMC and Grounding Reqmts
                                                 for Space Sys Facilities
NACSEM 5109       NSA             -            Tempest Testing Fundamentals
NACSEM 5110       NSA             -            Facilities Evaluation Cri-
                                                 teria--TEMPEST
NACSEM 5201       NSA             -            TEMPEST Guidelines for
                                                 Equipment/System Design
NACSEM 5204       NSA             -            Shielding Enclosures
NACSI 5004        NSA             -            TEMPEST Countermeasures for
NASCI 5005        NSA             -            TEMPEST Countermeasures for
                                                 Facilities Outside the U.S.
NACSIM 5000       NSA             -            TEMPEST Fundamentals
NACSIM 5100A      NSA             -            Compromising Emanations
                                                 Laboratory Test Req~ts,
                                                 Electromagnetics
NACSIM 5203       NSA             -            Guidelines for Facility
                                                 Design and RED/BLACK
                                                 Installation
NSA 65-5          NSA             -            NSA Specification for RF-
                                                 Shielded Acoustical
                                                 Enclosures for Communica-
                                                 tions Equipment
NSA 65-6          NSA             -            NSA Specification for RF-
                                                 Shielded Enclosure for
                                                 Communications Equipment
NSA 73-2A         NSA             -            NSA Specification for Foil
                                                 RF-Shielded Enclosure

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Table 4-2. Peak magnetic field values for close lightning strokes.

_____________________________________________________________
                           Magnetic fields
                             (amps/meters)
   Peak    _______________________________________________
  current      10 m          100 m             10 km
   (kA)     from flash    from flash        from flash
_____________________________________________________________

    10      1.6 x 10^2         16             1.9 x 10^-2
    20      3.2 x 10^2         32             3.8 x 10^-2
    30      4.8 x 10^2         48             5.8 x 10^-2
    70      1.1 x 10^3      1.1 x 10^2         1.3 x 10^-2
   100      1.6 x 10^3      1.6 x 10^2          19 x 10^-2
   140      2.2 x 10^3      2.2 x 10^2          27 x 10^-2
   200      3.2 x 10^3      3.2 x 10^2          38 x 10^-2


[Figures 4-1 through 4-5 not included here.]

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[End Chapter 4]